中国海外专利布局对知识产权使用费出口的影响——基于市场流畅性的分析

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摘要在中美知识产权使用费出口巨大差距和中国海外专利数与知识产权使用费出口同步剧增的背景下,中国海外专利布局对知识产权使用费出口的影响值得探讨。已有研究显示:在信息不对称情境下,专利数量与知识交易额的关系存在不确定性。市场设计理论则指出市场流畅性会影响知识交易,而进口国 (地区)网络化程度和创新能力与其知识市场流畅性正相关。基于以上研究,本文构建数理模型分析海外专利布局与知识产权使用费出口的关系,发现进口国 (地区)网络化程度和创新能力可以通过市场流畅性产生调节效应。此后,本文采用中国海外专利与知识产权使用费出口的国别 (地区)数据进行实证研究。结果表明:海外专利增长推动了知识产权使用费出口,且在网络化水平较高和创新能力较强的进口国 (地区)边际效应较大,说明进口国 (地区)网络化水平和创新能力提升极有可能会对市场流畅性产生正向影响,进而使中国专利实现更多出口价值。据此,增加海外专利数和优化其布局不失为促进中国知识产权使用费出口的有效手段。

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关键词 ：海外专利布局, 知识产权使用费出口, 市场流畅性, 网络化, 创新能力

Abstract：There is a huge gap in intellectual property rights (IPR)exporting between China and America.Besides,the simultaneous growth in Chinese overseas patents and IPR exporting is worthy of discussing.Under such a background,it is meaningful to study the impact of Chinese overseas patent layout on IPR exporting.Existing research found that their relationship is uncertain in information asymmetry environment.Moreover,the theory of market design argued that the market non-congestion is an important influencing factor of knowledge trading,and the promoting of networking and innovation capability in importing country (region)can enhance its market non-congestion.Based on these studies,this paper uses mathematical model to analyze the relationship between overseas patent layout and IPR exporting,and finds that networking and innovation capability in importing country (region)produces a moderating effect through market non-congestion.In addition,the empirical analysis applying data of Chinese overseas patent and IPR exporting shows that the increasing of Chinese overseas patent improves IPR exporting,and the higher level of networking and the stronger innovation capability,the effect is greater.It means that the networking and innovation capability in importing country (region)probably has a positive effect on market non-congestion,and then Chinese patent can realize more exporting values.Accordingly,it is necessary to add the amount of overseas patent and optimize its layout for China.

Key words： Overseas patent layout IPR exporting Market non-congestion Networking Innovation capability

收稿日期: 2020-03-30

PACS:

F746.17

基金资助:教育部人文社会科学研究青年基金项目 “产品内贸易环境传导性的形成机制与扩散效应研究” (18YJC790151),湖北省技术创新专项软科学研究项目 “湖北省产业集聚对创新效率的影响机制与优化路径研究” (2018ADC039),湖北工业大学博士科研启动基金项目 “基于市场设计视角的知识交易影响因素研究” (BSQD2019047)。

作者简介: 姜寒 (1988-),男,湖北宜昌人,博士研究生,研究方向为技术市场。

引用本文:

姜寒, 代明. 中国海外专利布局对知识产权使用费出口的影响——基于市场流畅性的分析[J]. 中国科技论坛, 2021(2): 141-151.
Jiang Han, Dai Ming. The Impact of Chinese Overseas Patent Layout on Intellectual Property Rights Exporting——An Analysis Based on Market Non-Congestion. , 2021(2): 141-151.

链接本文:

http://www.zgkjlt.org.cn/CN/Y2021/I2/141

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