竞争性资金与高校科研产出——基于622所高校的实证研究

摘要
图/表
参考文献
相关文章 (15)

全文: PDF (1415 KB) HTML (1 KB)
输出: BibTeX | EndNote (RIS)

摘要本文基于2010—2017年全国622所高校的数据,实证检验高校的竞争性资金对其科研产出的影响。研究发现:高校的竞争性资金有利于其科研产出,不同类型的高校在竞争性资金对科研产出的影响上具有异质性,985、211高校相对于普通高校而言更能加强竞争性资金对科研产出的正向影响,与顶尖院校的合作可以加强竞争性资金对科研产出的正向影响。本研究丰富了科研经费与科研产出领域的文献,对高校积极争取企事业单位拨款、提高自身科研产出效率具有较强的启示意义。

	服务

	把本文推荐给朋友
	加入我的书架
	加入引用管理器
	E-mail Alert
	RSS
	作者相关文章
	董玥妍
	万勇
	李志铖
	于楠楠

关键词 ：竞争性资金, 科研产出, 高校

Abstract：Based on the data of 622 universities in China from 2010 to 2017,this paper empirically tests the impact of competitive funding on research output in universities.We find that the competitive funding of universities is positively associated with their research output.Simultaneously,the competitive funding can generate more research output in 985、211 universities than other normal universities.The positive link between competitive funding and research output appears to be heterogeneous across various disciplines.Further analysis shows that the opportunity of collaboration with top universities can enhance the positive impact of competitive funding on research output in universities.The study not only contributes to the literature on scientific research funding and academic output,but also has a strong enlightenment for universities to actively seek funding from enterprises and improve their own research output efficiency.

Key words： Competitive funding Research output University

收稿日期: 2021-06-24

PACS:

F204

基金资助:国家自然科学基金青年项目 “面向投资政策选择的基础设施分布效应作用机制研究” (71403067)。

通讯作者: 于楠楠

作者简介: 董玥妍 (1996-)女,黑龙江穆棱人,哈尔滨工业大学经济与管理学院博士研究生,研究方向为公共政策分析与科研管理。

引用本文:

董玥妍 , 万勇 , 李志铖 , 于楠楠. 竞争性资金与高校科研产出——基于622所高校的实证研究[J]. 中国科技论坛, 2022(4): 17-26.
Dong Yueyan, Wan Yong, Li Zhicheng, Yu Nannan. Competitive Funding and Research Output:An Empirical Study Based on 622 Universities. , 2022(4): 17-26.

链接本文:

http://www.zgkjlt.org.cn/CN/Y2022/I4/17

[1]ALESSANDRO M,DAVIDE Q,GIOVANNA V.Does government funding complement or substitute private research funding to universities[J].Research policy,2013,42 (1):63-75.
[2]TIMOTHY R A,TUGRUL U D,FRANCOIS F L.Measuring the efficiency of university technology transfer[J].Technovation,2007,27 (5):306-318.
[3]MARCELO J A V,STEPHEN K C,SONNY A.Explaining innovation outputs by different types of R&D inputs:evidence from US universities[J].Journal of strategy and management,2017,10 (3):326-341.
[4]JIANG W.Distributions of scientific funding across universities and research disciplines[J].Journal of informetrics,2015,9 (1):183-196.
[5]CATHERINE B,SEDKI A.Impact of public and private research funding on scientific production:the case of nanotechnology[J].Research policy,2012,41 (9):1589-1606.
[6]ALBERT B E,MIREIA J B,CORNELIA L.The double-edged sword of industry collaboration:evidence from engineering academics in the UK[J].Research policy,2015,44 (6):1160-1175.
[7]CHEN Z,YANG Z,YANG L.How to optimize the allocation of research resources? An empirical study based on output and substitution elasticities of universities in Chinese provincial level[J].Socio-economic planning sciences,2020,69 (100707).
[8]付晔,张乐平,马强,等.R&D资源投入对不同类型高校专利产出的影响[J].研究与发展管理,2010,22 (3):103-111.
[9]郝瑜,杨鹏鹏,朱金凤.高校专利产出与科研投入的关系研究——基于陕西高校的数据分析[J].中国高校科技,2014 (6):4-7.
[10]李维春,吴穗川,谢开勇.R&D投入对高校科技创新产出影响的区域差异分析——基于省际面板数据的实证[J].中国高校科技,2015 (6):11-14.
[11]CHEN S H,HUANG M H,CHEN D Z.Driving factors of external funding and funding effects on academic innovation performance in university-industry-government linkages[J].Scientometrics,2013,94 (3):1077-1098.
[12]FAN H L,HUANG M H,CHEN D Z.Do funding sources matter? The impact of university-industry collaboration funding sources on innovation performance of universities[J].Technology analysis & strategic management,2019,31 (11):1368-1380.
[13]JOANNA W D.An evaluation and explanation of (in)efficiency in higher education institutions in Europe and the US with the application of two-stage semi-parametric DEA[J].Research policy,2017,46 (9):1595-1605.
[14]OTTO A,MIKA N.University research funding and publication performance:an international comparison[J].Research policy,2010,39 (6):822-834.
[15]WANG J,YOU-NA L,JOHN P.Walsh.Funding model and creativity in science:Competitive versus block funding and status contingency effects[J].Research policy,2018,47 (6):1070-1083
[16]THOMAS B,MARIA O,ANDREA B,et al.The differential effects of competitive funding on the production frontier and the efficiency of universities[J].Economics of education review,2016,52:91-104.
[17]郭江江,许益波,吴丹丹.我国高校研发投入与产出关系研究——基于经费结构视角[J].中国高校科技,2014 (5):86-88.
[18]饶凯,孟宪飞,徐亮.研发投入对地方高校专利技术转移活动的影响——基于省级面板数据的实证分析[J].管理评论,2013,25 (5):144-154.
[19]苏荟,孙毅.我国高校科研经费投入与科研进程关系实证研究——以1997—2015年自然科学研究为例[J].科技进步与对策,2018,35 (4):126-131.
[20]DINH T N.Knowledge transfer from business schools to business organizations:the roles absorptive capacity,learning motivation,acquired knowledge and job autonomy[J].Journal of knowledge management,2017,21 (5):1240-1253.
[21]CHEN S S,CHEN Y S,LIANG W,et al.Public R&D spending and cross-sectional stock returns[J].Research policy,2020,49 (1038871).
[22]ZONG X,ZHANG W.Establishing world-class universities in China:deploying a quasi-experimental design to evaluate the net effects of project 985[J].Studies in higher education,2019,44 (3):417-431.
[23]CHRISTIAN O F,TOBIAS M H,PHILIPP G S,et al.University patenting:a comparison of 300 leading universities worldwide[J].Journal of technology transfer,2015,40 (2):318-345.
[24]GIOVANNI A,CIRIACO A,ALESSANDRO C.Allocative efficiency in public research funding:can bibliometrics help[J].Research policy,2009,38 (1):206-215.
[25]WU J.Distributions of scientific funding across universities and research disciplines[J].Journal of informetrics,2015,9 (1):183-196.
[26]BRIAN A J,LARS L.The impact of research grant funding on scientific productivity[J].Journal of public economics,2011,95 (9-10SI):1168-1177.
[27]ALBERT G.Z.Public funding and the ascent of Chinese science:evidence from the national natural science foundation of China[J].Research policy,2020,49 (1039835).
[28]LINEY M H,ANTONIO G G,ANDRES C G,et al.The effects of university-industry relationships and academic research on scientific performance:synergy or substitution[J].Research in higher education,2009,50 (8):795-811.
[29]CAI J,CHEN W,HUANG J,et al.The evolving structure of Chinese R&D funding and its implications for the productivity of agricultural biotechnology research[J].Journal of agricultural economics,2020,71 (2):287-304.
[30]HYUN J J,JEONGSIK J L.The impacts of science and technology policy interventions on university research:evidence from the US National Nanotechnology Initiative[J].Research policy,2014,43 (1):74-91.
[31]POH K W,ANNETTE S.University patenting activities and their link to the quantity and quality of scientific publications[J].Scientometrics,2010,83 (1):271-294.
[32]MANUEL A,DANIEL C,ANGELES M.Spatial differences in the quality of university patenting:do regions matter[J].Research policy,2012,41 (4):692-703.
[33]DAVID P.From science to technology:the value of knowledge from different energy research institutions[J].Research policy,2017,46 (9):1580-1594.
[34]白华.科研经费管理的新范式[J].科学学研究,2018,36 (1):93-100.
[35]卿文洁.我国高校纵向科研经费管理体系构建探析[J].湖南社会科学,2011 (4):137-139.
[36]饶凯,孟宪飞,徐亮,等.研发投入对地方高校专利技术转移活动的影响——基于省级面板数据的实证分析[J].管理评论,2013,25 (5):144-154.
[37]高洁,汪宏华.教育经费投入对科研创新影响的实证研究[J].科研管理,2020,41 (7):248-257.
[38]CLAUDIA G B,FRANCISCO M V.The determinants of research output and impact:a study of Mexican researchers[J].Research policy,2007,36 (7):1035-1051.
[39]CHRISTIAN O F,JOERN H B,PHILIPP G S.Chinese university patents:quantity,quality,and the role of subsidy programs[J].Journal of technology transfer,2016,41 (1):60-84.
[40]PIERRE A,INA G,JOSHUA G Z.The mobility of elite life scientists:professional and personal determinants[J].Research policy,2017,46 (3):573-590.