Abstract：This paper studies the influencing factors of R&D investment from an enterprise innovative resources perspective on the basis of the framework of Resource-Based Theory.First of all,the paper defines the concept of innovative resources,which are subdivided into two categories:technical knowledge resource and demand information resource.On the basis of these concepts,considering the effect of competition on innovation,the study constructs a new conceptual framework for analyzing the influence factors of R&D investment from the perspective of innovative resource.Then an empirical test is conducted based on a data set of 316 firms from the Listed Companies in China's Growth Enterprise Market.The result shows that there is a positive relationship between innovative resources and R&D investment;there is a positive relationship between competition pressure and the enterprise innovation,furthermore,competition pressure positively moderates the impact of technical knowledge resource on R&D investment.
宋洋. 创新资源与高新技术企业研发投入——基于资源基础理论的实证分析[J]. 中国科技论坛, 2018(4): 101-111.
Song Yang. Innovative Resources and R&D Investment of High-tech Enterprises——An Empirical Research in View of Resource-Based Theory. , 2018(4): 101-111.
[1]FAGERBERG J,MOWERY D C,NELSON R R.The Oxford handbook of innovation[M].Oxford:Oxford University Press,2006.
[2]OECD.Oslo manual:guidelinesfor collecting and interpreting innovation data[M].3rd ed.Paris:OECD Publishing,2005.
[3]吴延兵.企业规模、市场力量与创新:一个文献综述[J].经济研究,2007(5):125-138.
[4]聂辉华,谭松涛,王宇锋.创新、企业规模和市场竞争:基于中国企业层面的面板数据分析[J].世界经济,2008(7):57-66.
[5]张杰,郑文平,翟福昕.竞争如何影响创新:中国情景的新检验[J].中国工业经济,2014(11):56-68.
[6]吴超鹏,唐菂.知识产权保护执法力度、技术创新与企业绩效——来自中国上市公司的证据[J].经济研究,2016(11):125-139.
[7]康华,扈文秀,吴祖光,赵欣.国家创新体系对中小企业研发投入的影响[J].中国科技论坛,2015(5):18-22.
[8]GUELLEC D,POTTELSBERGHE B V.The impact of public R＆D expenditure on business R&D[J].Economics of innovation and new technology,2003,12(3):225-243.
[9]赵康生,谢识予.政府研发补贴对企业研发投入的影响——基于中国上市公司的实证研究[J].世界经济文汇,2017(2):87-104.
[10]CARMEN C O,ANA BEATRIZ H L,RAMON V C.The relationship between top management teams and innovative capacity in companies[J].The journal of management development,2005,24(8):683-705.
[11]刘运国,刘雯.我国上市公司的高管任期与R&D支出[J].管理世界,2007(1):128-136.
[12]ZAHRA SA,GEORGE G.Absorptive capacity:A review and reconceptualization,and extension[J].Academy of management review,2002,27(2):185-203.
[13]钱锡红,杨永福,徐万里.企业网络位置、吸收能力与创新绩效——一个交互效应模型[J].管理世界,2010(5):118-129.
[14]刘立.企业R&D投入的影响因素:基于资源观的理论分析[J].中国科技论坛,2003(6):75-78.
[15]BARNEY J B,CLARK D N.Resource-based theory:creating and sustaining competitive advantage[M].Oxford:Oxford University Press,2007.
[16]BARNEY J B,KETCHEN D J,WRIGHT M.The future of Resource-based theory:revitalization or decline[J].Journal of management,2011,37(5):1299-1315.
[17]KLINE S J,ROSENBERG N.An overview of innovation[M]//LANDAU R,ROSENBERG N.The positive sum strategy:harnessing technology for economic growth.Washington,D.C.:National Academy Press,1986.
[18]智艳.市场竞争、产业关联与创新——一个文献综述[J].世界经济文汇,2014(5):105-120.
[19]陆国庆.中国中小板上市公司产业创新的绩效研究[J].经济研究,2011(2):138-148.
[20]VINDING A L.Human resources:absorptive capacity and innovative performance[M]//CHRISTENSEN J L,LUNDVALL B A.Product inovation,interactive learning and economic performance.Bingley:Emerald Group Publishing Limited.,2004.
[21]JENSEN M B,JOHNSON B,LORENZ E,LUNDVALL B A.Forms of knowledge and modes of innovation[J].Research policy,2007,36(5):680-693.
[22]ZHOU K Z,WU F.Technological capability,strategic flexibility,and product innovation[J].Strategic management journal,2010,31(5):547-561.
[23]徐立平,姜向荣,尹翀.企业创新能力评价指标体系研究[J].科研管理,2015,36(S1):122-126.
[24]CILLO P,DE Luca L M,TROILO G.Market information approaches,product innovativeness,and firm performance:an empirical study in the fashion industry[J].Research policy,2010,39(9):1242-1252.
[25]HURLEY R F,HULT G T M.Innovation,market orientation,and organizational learning:an integration and empirical examination[J].Journal of marketing,1998,62(3):42-54.
[26]IM S,WORKMAN J P.Market orientation,creativity,and new product performance in high-technology firms[J].Journal of marketing,2004,68(2):114-132.
[27]KOHLI A K,JAWORSKI B J,KUMAR A.Markor:a measure of market orientation[J].Journal of marketing research,1993,30(4):467-477.
[28]ZHOU K Z.Innovation,imitation,and new product performance:the case of China[J].Industrial marketing management,2006,35(3):394-402.
[29]VERHEES F,MEULENBERG M T G.Market orientation,innovativeness,product innovation,and performance in small firms[J].Journal of small business management,2004,42(2):134-154.
[30]李宇,张瑶.制造业产业创新的企业规模门槛效应研究——基于门槛面板数据模型[J].宏观经济研究,2014(11):96-106.
2018, 
