The Co-Evolution of Intellectual Property Protection System of Seed Industry and Plant Breeding Innovation ——From the Perspective of Historical Review and Literature Review
Dong Yinguo1, Zhang Linchen1,2, Wang Yue1
1. School of Business,East China University of Science and Technology,Shanghai 200237,China; 2. School of Economics,Shandong University of Technology,Zibo 255000,China
Abstract：The historical development track shows that,with the progress of biological science and technology and the rise of private breeding research and development departments,the patent protection system and new plant variety protection system in the seed industry field have been continuously constructed and adjusted in a timely manner,and the framework system of protection scope and protection form between them has become more and more clear.Existing theoretical and empirical studies have confirmed the incentive effect of agricultural intellectual property protection system on R&D innovation of private breeding sector.However,the subsequent problems,such as the monopoly of germplasm and genetic resources,technical barriers,patent jungle,and anti-commons tragedy,also mean that more stringent intellectual property protection measures should be taken with caution.After the implementation of TRIPS Agreement,the merger and acquisition of multinational seed industry group of developed countries in Europe and America established their dominant and oligopoly position in the world seed industry R&D market,and deepened the differentiation of intellectual property strength between North and South seed industries.
董银果, 张琳琛, 王悦. 种业知识产权保护制度与植物育种创新的协同演化——基于历史回顾和文献综述视角[J]. 中国科技论坛, 2022(3): 91-100.
Dong Yinguo, Zhang Linchen, Wang Yue. The Co-Evolution of Intellectual Property Protection System of Seed Industry and Plant Breeding Innovation ——From the Perspective of Historical Review and Literature Review. , 2022(3): 91-100.
[1]CLANCY M S,MOSCHINI G.Intellectual property rights and the ascent of proprietary innovation in agriculture[J].Annual review of resource economics,2017,9:53-74. [2]CAMPI M.The co-evolution of science and law in plant breeding:incentives to innovate and access to biological resources[J].Journal of intellectual property rights,2018,23 (4):198-210. [3]CAMPI M,NUVOLARI A.Intellectual property protection in plant varieties:a new worldwide index (1961-2011)[J].Research policy,2015,44 (4):951-964. [4]杨静,陈亮,冯卓.国际农业垄断资本对发展中国家粮食安全影响的分析——兼对保障中国粮食安全的思考[J].中国农村经济,2017 (4):75-87. [5]KLOPPENBURG J R.First the seed:the political economy of plant biotechnology[M].Madison:University of Wisconsin Press,2005. [6]MOSER P,RHODE P W.Did plant patents create the American rose[M].Chicago:University of Chicago Press,2012. [7]邓晓蕾.我国农业植物新品种权保护现状及立法完善[J].种子,2020,39 (11):162-166. [8]MOSCHINI G C,YEROKHIN O.The economic incentive to innovate in plants:patents and plant breeders'rights[C]//KESAN J P.Agricultural biotechnology and intellectual property:seeds of change.Midlothian:CAB International,2007:190-203. [9]BRANDL K,DARENDELI I,MUDAMBI R.Foreign actors and intellectual property protection regulations in developing countries[J].Journal of international business studies,2019,50 (5):826-846. [10]JANIS M D.Patenting plants:a comparative synthesis[C]//RUTH L O,MARGO A B.Patent law in global perspective.Midlothian:Oxford University Press,2014:213-242. [11]LENCE S H,HAYES D J,ALSTON J M,et al.Intellectual property in plant breeding:comparing different levels and forms of protection[J].European review of agricultural economics,2016,43 (1):1-29. [12]PARDEY P,KOO B,DREW J,et al.The evolving landscape of plant varietal rights in the United States,1930-2008[J].Nature biotechnology,2013,31 (1):25-29. [13]XU Z,HENNESSY D A,SARDANA K,et al.The realized yield effect of genetically engineered crops:US maize and soybean[J].Crop science,2013,53 (3):735-745. [14]MCDOUGALL P.The cost and time involved in the discovery,development and authorization of a new plant biotechnology derived trait[R].Midlothian:Phillips McDougal,2011. [15]NOLAN E,SANTOS P.The contribution of genetic modification to changes in corn yield in the United States[J].American journal of agricultural economics,2012,94 (5):1171-1188. [16]LEIBMAN M,SHRYOCK J J,CLEMENTS M J,et al.Comparative analysis of maize (zea mays)crop performance:natural variation,incremental improvements and economic impacts[J].Plant biotechnology journal,2015,12 (7):941-950. [17]QAIM M,ZILBERMAN D.Yield effects of genetically modified crops in developing countries[J].Science,2003,299 (5608):900-902. [18]DUTFIELD G.Intellectual property rights and the life science industries:past,present and future[M].Singapore:World Scientific,2009. [19]邓武红.国际农业植物新品种知识产权保护格局探析及启示:基于WTO-TRIPS/UPOV模式的分析[J].中国农业大学学报 (社会科学版),2007,24 (1):172-180. [20]周绪晨,宋敏.中国植物新品种保护事业国际化发展研究[J].中国软科学,2019 (1):20-30. [21]PERRIN R K,FULGINITI L E.Pricing and welfare impacts of new crop traits:the role of IPRs and coase's conjecture revisited[J].AgBioForum,2008,11 (2):134-144. [22]NASEEM A,OEHMKE J F,SCHIMMELPFENNIG D E.Does plantvariety intellectual property protection improve farm productivity? Evidence from cotton varieties[J].AgBioForum,2005,8 (3):100-107. [23]MALLA S,PHILLIPS G P.Gains to research in the presence of intellectual property rights and research subsidies[J].Review of agricultural economics,2004,26 (1):63-81. [24]黄钢.新品种保护条例与中国种子产业发展[J].农业经济问题,2006 (7):45-48. [25]KOLADY D E,LESSER W.But are they meritorious?Genetic productivity gains under plant intellectual property rights[J].Journal of agricultural economics,2009,60 (1):62-79. [26]PAYUMO J,GRIMES H,WANDSCHNEIDER P.Status of national intellectual property rights (IPRs)systems and its impact to agricultural development:a time series cross section data analysis of TRIPS member-countries[J].International journal of intellectual property management,2012,5 (1):82-99. [27]SPIELMAN D J,MA X.Private sector incentives and the diffusion of agricultural technology:evidence from developing countries[J].The journal of development studies,2016,52 (5):696-717. [28]CAMPI M.The effect of intellectual property rights on agricultural productivity[J].Agricultural economics,2017,48 (3):327-339. [29]张琳琛,董银果.植物新品种保护有利于缩小南北农业生产率差距吗[J].当代经济科学,2021,43 (3):56-67. [30]WRIGHT B D,PARDEY P G.Changing intellectual property regimes:implications for developing country agriculture[J].International journal of technology & globalisation,2006,2 (1-2):12-29. [31]LÉGER A.Intellectual property rights in Mexico:do they play a role[J].World development,2005,33 (11):1865-1879. [32]孙炜琳,王瑞波.农业植物新品种保护面临的瓶颈及原因探析:基于参与主体的角度[J].农业经济问题,2008 (12):19-25. [33]ALSTON J M,VENNER R J.The effects of the US plant variety protection act on wheat genetic improvement[J].Research policy,2002,31 (4):527-542. [34]MOSER P,OHMSTEDT J,RHODE P W.Patent citations and the size of patented inventions:evidence from hybrid corn[R].NBER working papers,No.21443,2015. [35]NASEEM A,SPIELMAN D J,OMAMO S W.Private-sector investment in R&D:a review of policy options to promote its growth in developing-country agriculture[J].Agribusiness,2010,26 (1):143-173. [36]SPIELMAN D J.Pro-poor agricultural biotechnology:can the international research system deliver the goods?[J].Food policy,2007,32 (2):189-204. [37]HELLER M A,EISENBERG R S.Can patents deter innovations? The anticommons in biomedical research[J].Science,1998,280:698-701. [38]SHAPIRO C.Navigating the patent thicket:cross licenses,patent pools,and standard setting[J].Innovation policy and the economy,2000,1:119-150. [39]GRAFF G D,RAUSSER G C,SMALL A A.Agricultural biotechnology's complementary intellectual asset[J].Review of economics and statistics,2003,85 (2):349-363. [40]MARCO A C,RAUSSER G C.The role of patent rights in mergers:consolidation in plant biotechnology[J].American journal of agricultural economics.2008.90 (1):133-151. [41]任静,邹婉侬,宋敏.跨国种业公司并购形成的国际种业竞争新格局变化趋势研究——以知识产权为例[J].中国生物工程杂志,2019,39 (7):108-117. [42]SYLVIE B.Corporate concentration and technological change in the global seed industry[J].Sustainability,2017,9 (9):1-25. [43]陈超,张明杨,章棋,等.全球视角下植物新品种保护对我国种子出口贸易的影响分析[J].南京农业大学学报 (社会科学版),2012,12 (4):70-76. [44]张琳琛,董银果. “跳板”抑或 “屏障”？——进口国知识产权保护对中国植物类农产品出口贸易的影响[J].中国农村经济,2020 (8):124-144. [45]FUGLIE K O,TOOLE A A.The evolving institutional structure of public and private agricultural research[J].American journal of agricultural economics,2015,96 (3):862-883. [46]PRAY C E,FUGLIE K.Agricultural research by the private sector[J].Annual review of resource economics,2015,7:399-424. [47]FUGLIE K.The growing role of the private sector in agricultural research and development world-wide[J].Globalfood security,2016,10:29-38. [48]KIEDAISCH C.Intellectual property rights in a quality-ladder model with persistent leadership[J].European economic review,2015,80:194-213. [49]尹成杰.农业跨国公司与农业国际化的双重影响[J].农业经济问题,2010,31 (3):4-10.
2022, 
