环境规制与重污染企业绿色创新效率——中国式“波特假说”的再检验

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摘要本研究以2006—2020年中国重污染企业为样本深入探讨异质性环境规制对绿色创新效率的影响,研究发现重污染企业绿色创新效率呈现出波动式增长的阶段性特征,各类环境规制强度则呈现出时序与空间上的差异。适宜强度的环境规制能提升绿色创新效率,这验证了“波特假说”的有效性。然而当强度超越拐点值后,市场激励型环境规制的正向效应将会减弱,命令型和公众参与型环境规制则开始产生抑制效果。在当前阶段,中国命令型和公众型环境规制强度适宜;市场激励型环境规制强度则显著过高,需将其进行调整以更有效地提升绿色创新效率。研究结果进一步验证了环境规制在环境绩效方面的边际效应,且深化了学术界对环境规制政策与企业创新行为之间逻辑关系的理解。

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	范静波
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关键词 ：异质性环境规制, 重污染企业, 绿色创新效率, 波特假说

Abstract：This study takes heavy polluting enterprises in China from 2006 to 2020 as samples to explore the impact of heterogeneous environmental regulations on green innovation efficiency.The findings reveal that the green innovation efficiency of heavy polluting enterprises exhibits a phased characteristic of fluctuating growth,while the intensity of environmental regulation shows temporal and spatial differences.The moderate intensity of environmental regulation can enhance green innovation efficiency,which supports the validity of Porter hypothesis.However,beyond the inflection point,the positive effect of market-incentive environmental regulation is weakened,and the inhibitory effect of command-controlled environmental regulations and public-participation environmental regulation is observed.Currently,the strength of command-controlled environmental regulations and public-participation environmental regulation in China are appropriate,while the market-incentive environmental regulations are too high and need to be adjusted to promote green innovation more effectively.The findings further validate the marginal effect of environmental regulation in terms of environmental performance and deepen the academic understanding of the logical relationship between environmental regulation policies and enterprises' innovative behavior.

Key words： Heterogeneous environmental regulation Heavy polluting enterprise Green innovation efficiency Porter hypothesis

收稿日期: 2024-03-16

PACS:

F420

作者简介: 范静波(1980—),女,河北石家庄人,教授、博士生导师,研究方向为政府治理。

引用本文:

范静波, 赵睿. 环境规制与重污染企业绿色创新效率——中国式“波特假说”的再检验[J]. 中国科技论坛, 2025(1): 88-98.
Fan Jingbo, Zhao Rui. Environmental Regulation and Green Innovation Efficiency of Heavy Polluting Enterprises Under the“Dual Carbon”Goal ——A Retest of the Chinese-style“Porter Hypothesis”. , 2025(1): 88-98.

链接本文:

http://www.zgkjlt.org.cn/CN/Y2025/I1/88

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